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RTX Corp — Director's Dealing 2013
Nov 18, 2013
29781_dirs_2013-11-18_46bbf0eb-92b9-4576-a3c6-666a4c2ea058.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2013-11-15
Reporting Person: Adams Paul R. (COO, Pratt & Whitney)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-15 | Common Stock | M | 8000.0000 | $51.5000 | Acquired | 8022.0000 | Direct |
| 2013-11-15 | Common Stock | S | 8000.0000 | $108.5289 | Disposed | 22.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-15 | Non-Qualified Stock Option (right to buy) | $51.5000 | M | 8000.0000 | Disposed | 2015-01-02 | Common Stock (8000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2414.0000 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.521 to $108.542. Upon request, UTC will provide full information as to the shares sold at each separate price.
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