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RTX Corp — Director's Dealing 2013
Nov 26, 2013
29781_dirs_2013-11-26_d0c1d740-b4fc-4f02-8078-84f7f5bc308e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2013-11-25
Reporting Person: GARNIER JEAN PIERRE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-25 | Common Stock | M | 7000.0000 | $44.0850 | Acquired | 18710.0000 | Direct |
| 2013-11-25 | Common Stock | S | 7000.0000 | $110.5018 | Disposed | 11710.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-25 | Non-Qualified Stock Option (right to buy) | $44.0850 | M | 7000.0000 | Disposed | 2014-04-13 | Common Stock (7000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Restricted) | 6400.0000 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.500 to $110.511. Upon request, UTC will provide full information as to the shares sold at each separate price.
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