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RTX Corp Director's Dealing 2013

Dec 26, 2013

29781_dirs_2013-12-26_cf691a1a-731b-418f-9df4-e03bb2e653b1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2013-12-23

Reporting Person: DARNIS GERAUD (Pres. & CEO, UTC Bldg. & Ind.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-12-23 Common Stock G 10074.0000 $0.0000 Acquired 106436.5965 Direct
2013-12-23 Common Stock G 8342.0000 $0.0000 Acquired 114778.5965 Direct
2013-12-23 Common Stock G 5850.0000 $0.0000 Disposed 10074.0000 Indirect
2013-12-23 Common Stock G 10074.0000 $0.0000 Disposed 0.0000 Indirect
2013-12-23 Common Stock G 8342.0000 $0.0000 Disposed 15710.0000 Indirect
2013-12-23 Common Stock G 5850.0000 $0.0000 Acquired 5850.0000 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock (Career Restricted) 4224.0000 Direct
Common Stock 10270.0000 Indirect

Footnotes

F1: 10,074 shares held in a grantor retained annuity trust (GRAT) for the benefit of the reporting person and his family were distributed to the reporting person pursuant to an annuity obligation. The remaining 5,850 shares held in the GRAT were gifted to a family trust for the benefit of the reporting person's children.

F2: 8,342 shares held in another GRAT were distributed to the reporting person pursuant to an annuity obligation.