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RTX Corp — Director's Dealing 2013
Dec 26, 2013
29781_dirs_2013-12-26_cf691a1a-731b-418f-9df4-e03bb2e653b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2013-12-23
Reporting Person: DARNIS GERAUD (Pres. & CEO, UTC Bldg. & Ind.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-23 | Common Stock | G | 10074.0000 | $0.0000 | Acquired | 106436.5965 | Direct |
| 2013-12-23 | Common Stock | G | 8342.0000 | $0.0000 | Acquired | 114778.5965 | Direct |
| 2013-12-23 | Common Stock | G | 5850.0000 | $0.0000 | Disposed | 10074.0000 | Indirect |
| 2013-12-23 | Common Stock | G | 10074.0000 | $0.0000 | Disposed | 0.0000 | Indirect |
| 2013-12-23 | Common Stock | G | 8342.0000 | $0.0000 | Disposed | 15710.0000 | Indirect |
| 2013-12-23 | Common Stock | G | 5850.0000 | $0.0000 | Acquired | 5850.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 4224.0000 | Direct |
| Common Stock | 10270.0000 | Indirect |
Footnotes
F1: 10,074 shares held in a grantor retained annuity trust (GRAT) for the benefit of the reporting person and his family were distributed to the reporting person pursuant to an annuity obligation. The remaining 5,850 shares held in the GRAT were gifted to a family trust for the benefit of the reporting person's children.
F2: 8,342 shares held in another GRAT were distributed to the reporting person pursuant to an annuity obligation.
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