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RTX Corp — Director's Dealing 2012
Feb 3, 2012
29781_dirs_2012-02-03_16a6f558-b89f-4fd2-b590-1b5d3dc0fd9c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2012-02-01
Reporting Person: Michaud-Daniel Didier (President, Otis Elevator)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-01 | Common Stock | M | 79000.0000 | $54.9500 | Acquired | 90715.0000 | Direct |
| 2012-02-01 | Common Stock | S | 100.0000 | $80.0505 | Disposed | 90615.0000 | Direct |
| 2012-02-01 | Common Stock | S | 551.0000 | $80.0400 | Disposed | 90064.0000 | Direct |
| 2012-02-01 | Common Stock | S | 690.0000 | $79.9701 | Disposed | 89374.0000 | Direct |
| 2012-02-01 | Common Stock | S | 1300.0000 | $80.0510 | Disposed | 88074.0000 | Direct |
| 2012-02-01 | Common Stock | S | 3862.0000 | $80.0500 | Disposed | 84212.0000 | Direct |
| 2012-02-01 | Common Stock | S | 5902.0000 | $80.0300 | Disposed | 78310.0000 | Direct |
| 2012-02-01 | Common Stock | S | 24000.0000 | $79.9500 | Disposed | 54310.0000 | Direct |
| 2012-02-01 | Common Stock | D | 54310.0000 | $79.9300 | Disposed | 0.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-01 | Stock Appreciation Right | $54.9500 | M | 79000.0000 | Disposed | 2019-01-01 | Common Stock (79000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 609.0000 | Indirect |
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