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RTX Corp Director's Dealing 2012

Feb 14, 2012

29781_dirs_2012-02-14_c10d322b-9770-4404-8ca2-3d52d44af45f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2012-02-10

Reporting Person: Hess David P (President, Pratt & Whitney)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-02-10 Common Stock M 65000.0000 $75.2100 Acquired 113962.0000 Direct
2012-02-10 Common Stock M 61000.0000 $62.8100 Acquired 174962.0000 Direct
2012-02-10 Common Stock M 60000.0000 $70.8100 Acquired 234962.0000 Direct
2012-02-10 Common Stock S 30203.0000 $83.2763 Disposed 204759.0000 Direct
2012-02-10 Common Stock F 155797.0000 $83.2400 Disposed 48962.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-02-10 Stock Appreciation Right $70.8100 M 60000.0000 Disposed 2018-04-08 Common Stock (60000.0000) Direct
2012-02-10 Stock Appreciation Right $75.2100 M 65000.0000 Disposed 2018-01-01 Common Stock (65000.0000) Direct
2012-02-10 Stock Appreciation Right $62.8100 M 61000.0000 Disposed 2017-01-02 Common Stock (61000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5114.0000 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.24 to $83.39, inclusive. The reporting person undertakes to provide to United Technologies Corporation, any security holder of United Technologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.

F2: 120,000 Stock Appreciation Rights were granted on April 9, 2008 with 60,000 scheduled to vest on 4/9/2011 and 60,000 scheduled to vest on 4/9/2012.