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RTX Corp — Director's Dealing 2012
Aug 8, 2012
29781_dirs_2012-08-08_d0b3d6b5-f06d-4fc4-8fa2-92e311230f02.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2012-08-01
Reporting Person: Dumais Michael R (President, PC&SS)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-01 | Stock Appreciation Right | $74.7900 | A | 100920.0000 | Acquired | 2022-07-31 | Common Stock (100920.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4657.0000 | Direct |
| Common Stock | 1169.0000 | Indirect |
Footnotes
F1: 50% of the stock appreciation rights become exercisable on 12/31/2014 and 50% of the stock appreciation rights become exercisable on 12/31/2016, subject to achievement of pre-established UTC Propulsion & Aerospace Systems earnings, sales, and other financial targets.
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