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RTX Corp — Director's Dealing 2012
Sep 19, 2012
29781_dirs_2012-09-18_1bdc04f2-6c5d-4ab2-8dfe-4ceda2ba73a5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2012-09-14
Reporting Person: Amato Elizabeth B (SVP, Human Resources & Org.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-14 | Common Stock | M | 10000.0000 | $31.7050 | Acquired | 21844.1852 | Direct |
| 2012-09-14 | Common Stock | S | 10000.0000 | $82.2420 | Disposed | 11844.1852 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-14 | Non-Qualified Stock Option (right to buy) | $31.7050 | M | 10000.0000 | Disposed | 2013-01-01 | Common Stock (10000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12508.0000 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.22 to $82.29. Upon request, UTC will provide full information as to the shares sold at each separate price.
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