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RTX Corp — Director's Dealing 2012
Oct 19, 2012
29781_dirs_2012-10-19_7266f07e-c9a6-48cf-a17c-47144d83178e.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2012-07-01
Reporting Person: Maurer Michael B (President, Sikorsky Aircraft)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-01 | Common Stock | M | 3128.0000 | — | Acquired | 9145.0000 | Direct |
| 2012-07-01 | Common Stock | F | 1038.0000 | $75.0400 | Disposed | 8107.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-07-01 | Restricted Stock Units | $ | M | 3128.0000 | Disposed | Common Stock (3128.0000) | Direct |
Footnotes
F1: Table I is amended to increase the number of shares acquired to reflect 20 restricted stock units credited prior to vesting in respect of dividend equivalents. The shares disposed of for taxes also increased. Footnote 3 to Table II is revised to reflect the impact of dividend equivalents.
F2: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock.
F3: The restricted stock units vest in two installments. 3,128 units vested on July 1, 2012 and 3,000 units plus accumulated dividend equivalents are scheduled to vest on July 1, 2014.