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RTX Corp — Director's Dealing 2012
Nov 2, 2012
29781_dirs_2012-11-02_d958c24b-d5c8-4bb9-8b61-03283db4c7f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2012-11-01
Reporting Person: Hess David P (President, Pratt & Whitney)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-01 | Stock Appreciation Right | $79.0600 | A | 103260.0000 | Acquired | 2012-10-31 | Common Stock (103260.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 48962.0000 | Direct |
| Common Stock | 5299.0000 | Indirect |
Footnotes
F1: 50% of the stock appreciation rights become exercisable on 12/31/2014 and 50% of the stock appreciation rights become exercisable on 12/31/2016, subject to achievement of pre-established UTC Propulsion & Aerospace Systems earnings, sales, and other financial targets.
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