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RTX Corp — Director's Dealing 2012
Nov 5, 2012
29781_dirs_2012-11-05_0abe3838-0385-488f-a065-03a6cbf4bf5b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2012-11-01
Reporting Person: ROGAN THOMAS I (Vice President, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-01 | Common Stock | M | 16700.0000 | $31.7050 | Acquired | 46017.0000 | Direct |
| 2012-11-01 | Common Stock | F | 4323.0000 | $79.0600 | Disposed | 41694.0000 | Direct |
| 2012-11-01 | Common Stock | F | 6698.0000 | $79.0600 | Disposed | 34996.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-01 | Non-Qualified Stock Option (right to buy) | $31.7050 | M | 16700.0000 | Disposed | 2013-01-01 | Common Stock (16700.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 4960.0000 | Direct |
| Common Stock | 12043.0000 | Indirect |
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