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RTX Corp — Director's Dealing 2012
Nov 30, 2012
29781_dirs_2012-11-30_cc6a553e-88fa-45e7-9e67-9ef1e632af23.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2012-11-30
Reporting Person: LONGO PETER F. (Vice President, Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-30 | Common Stock | M | 5000.0000 | $31.7050 | Acquired | 23013.0565 | Direct |
| 2012-11-30 | Common Stock | S | 5000.0000 | $79.8995 | Disposed | 18013.0565 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-30 | Non-Qualified Stock Option (right to buy) | $31.7050 | M | 5000.0000 | Disposed | 2013-01-01 | Common Stock (5000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 91.0000 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.893 to $79.911. Upon request, UTC will provide full information as to the shares sold at each separate price.
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