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RTX Corp — Director's Dealing 2012
Dec 3, 2012
29781_dirs_2012-12-03_89935a8c-4dcf-4330-97c8-ff8e96b499bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2012-11-29
Reporting Person: CHENEVERT LOUIS (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-29 | Common Stock | M | 42500.0000 | $31.7050 | Acquired | 424602.0000 | Direct |
| 2012-11-29 | Common Stock | S | 42500.0000 | $80.0000 | Disposed | 382102.0000 | Direct |
| 2012-11-30 | Common Stock | M | 42500.0000 | $31.7050 | Acquired | 424602.0000 | Direct |
| 2012-11-30 | Common Stock | S | 5563.0000 | $80.3000 | Disposed | 419039.0000 | Direct |
| 2012-11-30 | Common Stock | S | 22337.0000 | $80.3022 | Disposed | 396702.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-29 | Non-Qualified Stock Option (right to buy) | $31.7050 | M | 42500.0000 | Disposed | 2013-01-01 | Common Stock (42500.0000) | Direct |
| 2012-11-30 | Non-Qualified Stock Option (right to buy) | $31.7050 | M | 42500.0000 | Disposed | 2013-01-01 | Common Stock (42500.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 2400.0000 | Direct |
| Common Stock | 4112.0000 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.30 to $80.32. Upon request, UTC will provide full information as to the shares sold at each separate price.
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