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RTX Corp — Director's Dealing 2012
Dec 7, 2012
29781_dirs_2012-12-07_45aef209-a881-450c-b581-b2c5d50b007c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2012-12-06
Reporting Person: MCCORMICK RICHARD D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-06 | Common Stock | M | 4964.0000 | $30.5250 | Acquired | 44752.0000 | Direct |
| 2012-12-06 | Common Stock | M | 3833.0000 | $44.0850 | Acquired | 48585.0000 | Direct |
| 2012-12-06 | Common Stock | M | 3765.0000 | $50.5250 | Acquired | 52350.0000 | Direct |
| 2012-12-06 | Common Stock | M | 3167.0000 | $44.0850 | Acquired | 55517.0000 | Direct |
| 2012-12-06 | Common Stock | M | 3036.0000 | $30.5250 | Acquired | 58553.0000 | Direct |
| 2012-12-06 | Common Stock | M | 2235.0000 | $50.5250 | Acquired | 60788.0000 | Direct |
| 2012-12-06 | Common Stock | S | 10634.0000 | $80.5984 | Disposed | 50154.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-06 | Non-Qualified Stock Option (right to buy) | $30.5250 | M | 3036.0000 | Disposed | 2013-04-08 | Common Stock (3036.0000) | Direct |
| 2012-12-06 | Non-Qualified Stock Option (right to buy) | $30.5250 | M | 4964.0000 | Disposed | 2013-04-08 | Common Stock (4964.0000) | Direct |
| 2012-12-06 | Non-Qualified Stock Option (right to buy) | $50.5250 | M | 2235.0000 | Disposed | 2015-04-12 | Common Stock (2235.0000) | Direct |
| 2012-12-06 | Non-Qualified Stock Option (right to buy) | $50.5250 | M | 3765.0000 | Disposed | 2015-04-12 | Common Stock (3765.0000) | Direct |
| 2012-12-06 | Non-Qualified Stock Option (right to buy) | $44.0850 | M | 3167.0000 | Disposed | 2014-04-13 | Common Stock (3167.0000) | Direct |
| 2012-12-06 | Non-Qualified Stock Option (right to buy) | $44.0850 | M | 3833.0000 | Disposed | 2014-04-13 | Common Stock (3833.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Restricted) | 3200.0000 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.59 to $80.64. Upon request, UTC will provide full information as to the shares sold at each separate price.
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