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RTX Corp — Director's Dealing 2011
Jan 4, 2011
29781_dirs_2011-01-04_2f2aee44-14d1-4c26-a6fc-f73692215d9e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-12-31
Reporting Person: Bowler J Thomas JR (SVP, Human Resources and Org.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-31 | Common Stock | M | 36000.0000 | $38.5000 | Acquired | 51683.0000 | Direct |
| 2010-12-31 | Common Stock | S | 3000.0000 | $78.7007 | Disposed | 48683.0000 | Direct |
| 2010-12-31 | Common Stock | S | 3000.0000 | $78.7000 | Disposed | 45683.0000 | Direct |
| 2010-12-31 | Common Stock | S | 3000.0000 | $78.6713 | Disposed | 42683.0000 | Direct |
| 2010-12-31 | Common Stock | S | 3000.0000 | $78.6711 | Disposed | 39683.0000 | Direct |
| 2010-12-31 | Common Stock | S | 3000.0000 | $78.6400 | Disposed | 36683.0000 | Direct |
| 2010-12-31 | Common Stock | S | 3000.0000 | $78.6400 | Disposed | 33683.0000 | Direct |
| 2010-12-31 | Common Stock | S | 3000.0000 | $78.6380 | Disposed | 30683.0000 | Direct |
| 2010-12-31 | Common Stock | S | 3000.0000 | $78.6265 | Disposed | 27683.0000 | Direct |
| 2010-12-31 | Common Stock | S | 3000.0000 | $78.6221 | Disposed | 24683.0000 | Direct |
| 2010-12-31 | Common Stock | S | 3000.0000 | $78.6213 | Disposed | 21683.0000 | Direct |
| 2010-12-31 | Common Stock | S | 3000.0000 | $78.6200 | Disposed | 18683.0000 | Direct |
| 2010-12-31 | Common Stock | S | 3000.0000 | $78.5859 | Disposed | 15683.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-31 | Non-Qualified Stock Option (right to buy) | $38.5000 | M | 36000.0000 | Disposed | 2011-04-25 | Common Stock (36000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 2640.0000 | Direct |
| Common Stock | 15459.0020 | Indirect |
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