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RTX Corp Director's Dealing 2011

Jan 5, 2011

29781_dirs_2011-01-05_a8a2d4db-1d42-4ed0-9ca8-0bba77d378b4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-01-03

Reporting Person: CHENEVERT LOUIS (Director, Chairman & CEO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-01-03 Stock Appreciation Right $78.9900 A 349000.0000 Acquired 2021-01-02 Common Stock (349000.0000) Direct

Footnotes

F1: The reporting person was also awarded 90,500 perfomance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period.