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RTX Corp — Director's Dealing 2011
Jan 5, 2011
29781_dirs_2011-01-05_71f2e3f0-0a51-4634-ad6a-04c5d2de944c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-01-03
Reporting Person: Brown William M (President, UTC Fire & Security)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-03 | Stock Appreciation Right | $78.9900 | A | 70000.0000 | Acquired | 2021-01-02 | Common Stock (70000.0000) | Direct |
Footnotes
F1: The reporting person was also awarded 18,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period.
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