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RTX Corp — Director's Dealing 2011
Feb 4, 2011
29781_dirs_2011-02-04_fe473c90-4978-4d44-b2d7-faa546ecb7db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-02-02
Reporting Person: ROGAN THOMAS I (Vice President, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-02 | Common Stock | M | 38000.0000 | $38.5000 | Acquired | 55910.0000 | Direct |
| 2011-02-02 | Common Stock | M | 12000.0000 | $38.5000 | Acquired | 67910.0000 | Direct |
| 2011-02-02 | Common Stock | F | 10238.0000 | $82.1600 | Disposed | 57672.0000 | Direct |
| 2011-02-02 | Common Stock | F | 23431.0000 | $82.1600 | Disposed | 34241.0000 | Direct |
| 2011-02-03 | Common Stock | S | 100.0000 | $81.9900 | Disposed | 34141.0000 | Direct |
| 2011-02-03 | Common Stock | S | 300.0000 | $82.0100 | Disposed | 33841.0000 | Direct |
| 2011-02-03 | Common Stock | S | 800.0000 | $81.9700 | Disposed | 33041.0000 | Direct |
| 2011-02-03 | Common Stock | S | 1300.0000 | $81.9710 | Disposed | 31741.0000 | Direct |
| 2011-02-03 | Common Stock | S | 1500.0000 | $81.9800 | Disposed | 30241.0000 | Direct |
| 2011-02-03 | Common Stock | S | 4331.0000 | $81.9000 | Disposed | 25910.0000 | Direct |
| 2011-02-03 | Common Stock | S | 8000.0000 | $82.0000 | Disposed | 17910.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-02 | Non-Qualified Stock Option (right to buy) | $38.5000 | M | 12000.0000 | Disposed | 2011-04-25 | Common Stock (12000.0000) | Direct |
| 2011-02-02 | Non-Qualified Stock Option (right to buy) | $38.5000 | M | 38000.0000 | Disposed | 2011-04-25 | Common Stock (38000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 4960.0000 | Direct |
| Common Stock | 11334.0000 | Indirect |
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