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RTX Corp — Director's Dealing 2011
Feb 11, 2011
29781_dirs_2011-02-11_5d478d15-d7a2-430b-b003-74b92fa76d23.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-02-10
Reporting Person: Pino Jeffrey P (President, Sikorsky Aircraft)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-10 | Common Stock | M | 27000.0000 | $46.7600 | Acquired | 49745.0000 | Direct |
| 2011-02-10 | Common Stock | M | 20000.0000 | $35.0250 | Acquired | 69745.0000 | Direct |
| 2011-02-10 | Common Stock | S | 145.0000 | $84.7600 | Disposed | 69600.0000 | Direct |
| 2011-02-10 | Common Stock | S | 46855.0000 | $84.5500 | Disposed | 22745.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-10 | Non-Qualified Stock Option (right to buy) | $46.7600 | M | 27000.0000 | Disposed | 2014-01-08 | Common Stock (27000.0000) | Direct |
| 2011-02-10 | Non-Qualified Stock Option (right to buy) | $35.0250 | M | 20000.0000 | Disposed | 2012-01-31 | Common Stock (20000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2957.0000 | Indirect |
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