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RTX Corp — Director's Dealing 2011
Feb 15, 2011
29781_dirs_2011-02-15_a66fdf3a-1836-4c1f-a364-0dd3cb768f43.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-02-14
Reporting Person: Bowler J Thomas JR (SVP, Human Resources and Org.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-14 | Common Stock | M | 15000.0000 | $32.1700 | Acquired | 36326.0000 | Direct |
| 2011-02-14 | Common Stock | S | 100.0000 | $85.0209 | Disposed | 36226.0000 | Direct |
| 2011-02-14 | Common Stock | S | 100.0000 | $85.0208 | Disposed | 36126.0000 | Direct |
| 2011-02-14 | Common Stock | S | 100.0000 | $85.0119 | Disposed | 36026.0000 | Direct |
| 2011-02-14 | Common Stock | S | 100.0000 | $85.0115 | Disposed | 35926.0000 | Direct |
| 2011-02-14 | Common Stock | S | 100.0000 | $85.0112 | Disposed | 35826.0000 | Direct |
| 2011-02-14 | Common Stock | S | 100.0000 | $85.0025 | Disposed | 35726.0000 | Direct |
| 2011-02-14 | Common Stock | S | 100.0000 | $85.0015 | Disposed | 35626.0000 | Direct |
| 2011-02-14 | Common Stock | S | 100.0000 | $85.0012 | Disposed | 35526.0000 | Direct |
| 2011-02-14 | Common Stock | S | 100.0000 | $85.0005 | Disposed | 35426.0000 | Direct |
| 2011-02-14 | Common Stock | S | 1206.0000 | $85.0300 | Disposed | 34220.0000 | Direct |
| 2011-02-14 | Common Stock | S | 2400.0000 | $85.0200 | Disposed | 31820.0000 | Direct |
| 2011-02-14 | Common Stock | S | 2825.0000 | $85.0100 | Disposed | 28995.0000 | Direct |
| 2011-02-14 | Common Stock | S | 3669.0000 | $85.0000 | Disposed | 25326.0000 | Direct |
| 2011-02-14 | Common Stock | S | 4000.0000 | $85.0210 | Disposed | 21326.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-14 | Non-Qualified Stock Option (right to buy) | $32.1700 | M | 15000.0000 | Disposed | 2012-01-01 | Common Stock (15000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 2640.0000 | Direct |
| Common Stock | 15451.0020 | Indirect |
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