Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

RTX Corp Director's Dealing 2011

Feb 15, 2011

29781_dirs_2011-02-15_a66fdf3a-1836-4c1f-a364-0dd3cb768f43.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-02-14

Reporting Person: Bowler J Thomas JR (SVP, Human Resources and Org.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-02-14 Common Stock M 15000.0000 $32.1700 Acquired 36326.0000 Direct
2011-02-14 Common Stock S 100.0000 $85.0209 Disposed 36226.0000 Direct
2011-02-14 Common Stock S 100.0000 $85.0208 Disposed 36126.0000 Direct
2011-02-14 Common Stock S 100.0000 $85.0119 Disposed 36026.0000 Direct
2011-02-14 Common Stock S 100.0000 $85.0115 Disposed 35926.0000 Direct
2011-02-14 Common Stock S 100.0000 $85.0112 Disposed 35826.0000 Direct
2011-02-14 Common Stock S 100.0000 $85.0025 Disposed 35726.0000 Direct
2011-02-14 Common Stock S 100.0000 $85.0015 Disposed 35626.0000 Direct
2011-02-14 Common Stock S 100.0000 $85.0012 Disposed 35526.0000 Direct
2011-02-14 Common Stock S 100.0000 $85.0005 Disposed 35426.0000 Direct
2011-02-14 Common Stock S 1206.0000 $85.0300 Disposed 34220.0000 Direct
2011-02-14 Common Stock S 2400.0000 $85.0200 Disposed 31820.0000 Direct
2011-02-14 Common Stock S 2825.0000 $85.0100 Disposed 28995.0000 Direct
2011-02-14 Common Stock S 3669.0000 $85.0000 Disposed 25326.0000 Direct
2011-02-14 Common Stock S 4000.0000 $85.0210 Disposed 21326.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-02-14 Non-Qualified Stock Option (right to buy) $32.1700 M 15000.0000 Disposed 2012-01-01 Common Stock (15000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock (Career Restricted) 2640.0000 Direct
Common Stock 15451.0020 Indirect