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RTX Corp — Director's Dealing 2011
Feb 23, 2011
29781_dirs_2011-02-23_f575c854-348a-4a0d-9a6d-b98d1129c6ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-02-22
Reporting Person: CHENEVERT LOUIS (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-22 | Common Stock | M | 70000.0000 | $32.1700 | Acquired | 407125.0000 | Direct |
| 2011-02-22 | Common Stock | S | 400.0000 | $84.0100 | Disposed | 406725.0000 | Direct |
| 2011-02-22 | Common Stock | S | 400.0000 | $84.0000 | Disposed | 406325.0000 | Direct |
| 2011-02-22 | Common Stock | S | 654.0000 | $83.9900 | Disposed | 405671.0000 | Direct |
| 2011-02-22 | Common Stock | S | 1000.0000 | $83.9650 | Disposed | 404671.0000 | Direct |
| 2011-02-22 | Common Stock | S | 1400.0000 | $84.0200 | Disposed | 403271.0000 | Direct |
| 2011-02-22 | Common Stock | S | 2900.0000 | $83.9700 | Disposed | 400371.0000 | Direct |
| 2011-02-22 | Common Stock | S | 3500.0000 | $83.9800 | Disposed | 396871.0000 | Direct |
| 2011-02-22 | Common Stock | S | 5247.0000 | $83.9600 | Disposed | 391624.0000 | Direct |
| 2011-02-22 | Common Stock | F | 18702.0000 | $85.0100 | Disposed | 372922.0000 | Direct |
| 2011-02-22 | Common Stock | F | 26490.0000 | $85.0100 | Disposed | 346432.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-22 | Non-Qualified Stock Option (right to buy) | $32.1700 | M | 70000.0000 | Disposed | 2012-01-01 | Common Stock (70000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 2400.0000 | Direct |
| Common Stock | 3800.0000 | Indirect |
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