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RTX Corp Director's Dealing 2011

Apr 7, 2011

29781_dirs_2011-04-07_f371d1ec-4fce-44b4-a17e-94d76fe526fb.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-03-29

Reporting Person: BUCKHOUT SCOTT A. (President, UTC Fire & Security)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 456.7876 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
SRP Stock Unit $ Common Stock (5.5286) Direct
Stock Appreciation Right $54.9500 2019-01-01 Common Stock (13500.0000) Direct
Stock Appreciation Right $68.4000 2017-05-01 Common Stock (11000.0000) Direct
Stock Appreciation Right $71.6300 2020-01-03 Common Stock (7100.0000) Direct
Stock Appreciation Right $75.2100 2018-01-01 Common Stock (8800.0000) Direct
Stock Appreciation Right $78.9900 2021-01-02 Common Stock (10200.0000) Direct

Footnotes

F1: Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of UTC common stock. The reported SRP stock units were acquired under UTC's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.