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RTX Corp — Director's Dealing 2011
Apr 7, 2011
29781_dirs_2011-04-07_f371d1ec-4fce-44b4-a17e-94d76fe526fb.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-03-29
Reporting Person: BUCKHOUT SCOTT A. (President, UTC Fire & Security)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 456.7876 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| SRP Stock Unit | $ | Common Stock (5.5286) | Direct | ||
| Stock Appreciation Right | $54.9500 | 2019-01-01 | Common Stock (13500.0000) | Direct | |
| Stock Appreciation Right | $68.4000 | 2017-05-01 | Common Stock (11000.0000) | Direct | |
| Stock Appreciation Right | $71.6300 | 2020-01-03 | Common Stock (7100.0000) | Direct | |
| Stock Appreciation Right | $75.2100 | 2018-01-01 | Common Stock (8800.0000) | Direct | |
| Stock Appreciation Right | $78.9900 | 2021-01-02 | Common Stock (10200.0000) | Direct |
Footnotes
F1: Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of UTC common stock. The reported SRP stock units were acquired under UTC's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
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