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RTX Corp — Director's Dealing 2011
Apr 15, 2011
29781_dirs_2011-04-15_ee9bacb5-3978-435a-a6a6-19fe0cb85b5c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-04-13
Reporting Person: GORELICK JAMIE S (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-13 | Phantom Stock Unit | $ | A | 1710.0107 | Acquired | Common Stock (1710.0107) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5493.9246 | Direct |
| Common Stock (Restricted) | 4000.0000 | Direct |
| Common Stock | 12413.0000 | Indirect |
Footnotes
F1: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director.
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