Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

RTX Corp Director's Dealing 2011

Apr 21, 2011

29781_dirs_2011-04-21_9dddd0c9-be49-4d8c-854d-c09a68f285bf.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-04-21

Reporting Person: DARNIS GERAUD (President, Carrier Corporation)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-04-21 Common Stock M 40000.0000 $31.7050 Acquired 148814.3696 Direct
2011-04-21 Common Stock S 400.0000 $86.7900 Disposed 148414.3696 Direct
2011-04-21 Common Stock S 600.0000 $86.7600 Disposed 147814.3696 Direct
2011-04-21 Common Stock S 631.0000 $86.7800 Disposed 147183.3696 Direct
2011-04-21 Common Stock S 1945.0000 $86.8050 Disposed 145238.3696 Direct
2011-04-21 Common Stock S 4774.0000 $86.8000 Disposed 140464.3696 Direct
2011-04-21 Common Stock S 6013.0000 $86.7700 Disposed 134451.3696 Direct
2011-04-21 Common Stock F 10873.0000 $85.9000 Disposed 123578.3696 Direct
2011-04-21 Common Stock F 14764.0000 $85.9000 Disposed 108814.3696 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-04-21 Non-Qualified Stock Option (right to buy) $31.7050 M 40000.0000 Disposed 2013-01-01 Common Stock (40000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock (Career Restricted) 4224.0000 Direct
Common Stock 9469.2721 Indirect