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RTX Corp — Director's Dealing 2011
May 3, 2011
29781_dirs_2011-05-03_6776d42a-d277-4a28-a7fd-2419ca47a54a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-05-02
Reporting Person: Brown William M (SVP, Corporate Strategy & Deve)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-02 | Common Stock | M | 33400.0000 | $32.1700 | Acquired | 60269.0000 | Direct |
| 2011-05-02 | Common Stock | S | 100.0000 | $90.3100 | Disposed | 60169.0000 | Direct |
| 2011-05-02 | Common Stock | S | 500.0000 | $90.4000 | Disposed | 59669.0000 | Direct |
| 2011-05-02 | Common Stock | S | 509.0000 | $90.3400 | Disposed | 59160.0000 | Direct |
| 2011-05-02 | Common Stock | S | 1200.0000 | $90.3300 | Disposed | 57960.0000 | Direct |
| 2011-05-02 | Common Stock | S | 3269.0000 | $90.3500 | Disposed | 54691.0000 | Direct |
| 2011-05-02 | Common Stock | S | 5628.0000 | $90.3900 | Disposed | 49063.0000 | Direct |
| 2011-05-02 | Common Stock | S | 6528.0000 | $90.3200 | Disposed | 42535.0000 | Direct |
| 2011-05-02 | Common Stock | S | 6900.0000 | $90.3000 | Disposed | 35635.0000 | Direct |
| 2011-05-02 | Common Stock | S | 8766.0000 | $90.3700 | Disposed | 26869.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-02 | Non-Qualified Stock Option (right to buy) | $32.1700 | M | 33400.0000 | Disposed | 2012-01-01 | Common Stock (33400.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4725.0000 | Indirect |
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