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RTX Corp — Director's Dealing 2011
May 6, 2011
29781_dirs_2011-05-05_83890c53-bac1-4aea-b0fb-0d4fbc8228ae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-05-04
Reporting Person: BELLEMARE ALAIN (President, Hamilton Sundstrand)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-04 | Common Stock | M | 10000.0000 | $46.7600 | Acquired | 36054.0000 | Direct |
| 2011-05-04 | Common Stock | S | 100.0000 | $89.1304 | Disposed | 35954.0000 | Direct |
| 2011-05-04 | Common Stock | S | 100.0000 | $89.1303 | Disposed | 35854.0000 | Direct |
| 2011-05-04 | Common Stock | S | 100.0000 | $89.1113 | Disposed | 35754.0000 | Direct |
| 2011-05-04 | Common Stock | S | 300.0000 | $89.1800 | Disposed | 35454.0000 | Direct |
| 2011-05-04 | Common Stock | S | 400.0000 | $89.1100 | Disposed | 35054.0000 | Direct |
| 2011-05-04 | Common Stock | S | 700.0000 | $89.1200 | Disposed | 34354.0000 | Direct |
| 2011-05-04 | Common Stock | S | 900.0000 | $89.1600 | Disposed | 33454.0000 | Direct |
| 2011-05-04 | Common Stock | S | 1000.0000 | $89.1900 | Disposed | 32454.0000 | Direct |
| 2011-05-04 | Common Stock | S | 1100.0000 | $89.1700 | Disposed | 31354.0000 | Direct |
| 2011-05-04 | Common Stock | S | 1500.0000 | $89.1400 | Disposed | 29854.0000 | Direct |
| 2011-05-04 | Common Stock | S | 1700.0000 | $89.1500 | Disposed | 28154.0000 | Direct |
| 2011-05-04 | Common Stock | S | 2100.0000 | $89.1300 | Disposed | 26054.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-04 | Non-Qualified Stock Option (right to buy) | $46.7600 | M | 10000.0000 | Disposed | 2014-01-08 | Common Stock (10000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2953.0000 | Indirect |
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