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RTX Corp Director's Dealing 2011

Jul 11, 2011

29781_dirs_2011-07-11_b2aa6adc-dd86-40fd-9c17-954205f875ad.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-01-14

Reporting Person: LONGO PETER F. (Vice President, Controller)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-01-14 Phantom Stock Unit $ A 0.8402 Acquired Common Stock (0.8402) Direct
2011-01-31 Phantom Stock Unit $ A 0.8172 Acquired Common Stock (0.8172) Direct
2011-02-15 Phantom Stock Unit $ A 0.7823 Acquired Common Stock (0.7823) Direct
2011-02-28 Phantom Stock Unit $ A 0.7953 Acquired Common Stock (0.7953) Direct
2011-03-15 Phantom Stock Unit $ A 51.1438 Acquired Common Stock (51.1438) Direct
2011-03-31 Phantom Stock Unit $ A 0.7849 Acquired Common Stock (0.7849) Direct
2011-04-15 Phantom Stock Unit $ A 0.8238 Acquired Common Stock (0.8238) Direct
2011-04-29 Phantom Stock Unit $ A 0.7675 Acquired Common Stock (0.7675) Direct
2011-05-13 Phantom Stock Unit $ A 0.7726 Acquired Common Stock (0.7726) Direct
2011-05-31 Phantom Stock Unit $ A 0.7833 Acquired Common Stock (0.7833) Direct
2011-06-15 Phantom Stock Unit $ A 0.8256 Acquired Common Stock (0.8256) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15599.0241 Direct
Common Stock 350.0000 Indirect

Footnotes

F1: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death.