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RTX Corp — Director's Dealing 2011
Jul 11, 2011
29781_dirs_2011-07-11_b2aa6adc-dd86-40fd-9c17-954205f875ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-01-14
Reporting Person: LONGO PETER F. (Vice President, Controller)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-14 | Phantom Stock Unit | $ | A | 0.8402 | Acquired | Common Stock (0.8402) | Direct | |
| 2011-01-31 | Phantom Stock Unit | $ | A | 0.8172 | Acquired | Common Stock (0.8172) | Direct | |
| 2011-02-15 | Phantom Stock Unit | $ | A | 0.7823 | Acquired | Common Stock (0.7823) | Direct | |
| 2011-02-28 | Phantom Stock Unit | $ | A | 0.7953 | Acquired | Common Stock (0.7953) | Direct | |
| 2011-03-15 | Phantom Stock Unit | $ | A | 51.1438 | Acquired | Common Stock (51.1438) | Direct | |
| 2011-03-31 | Phantom Stock Unit | $ | A | 0.7849 | Acquired | Common Stock (0.7849) | Direct | |
| 2011-04-15 | Phantom Stock Unit | $ | A | 0.8238 | Acquired | Common Stock (0.8238) | Direct | |
| 2011-04-29 | Phantom Stock Unit | $ | A | 0.7675 | Acquired | Common Stock (0.7675) | Direct | |
| 2011-05-13 | Phantom Stock Unit | $ | A | 0.7726 | Acquired | Common Stock (0.7726) | Direct | |
| 2011-05-31 | Phantom Stock Unit | $ | A | 0.7833 | Acquired | Common Stock (0.7833) | Direct | |
| 2011-06-15 | Phantom Stock Unit | $ | A | 0.8256 | Acquired | Common Stock (0.8256) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15599.0241 | Direct |
| Common Stock | 350.0000 | Indirect |
Footnotes
F1: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death.
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