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RTX Corp — Director's Dealing 2011
Aug 17, 2011
29781_dirs_2011-08-17_15de08bc-b64f-4b90-9f4a-81e29c80bd7c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-08-16
Reporting Person: GORELICK JAMIE S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-16 | Common Stock | M | 5000.0000 | $32.1700 | Acquired | 10493.9246 | Direct |
| 2011-08-16 | Common Stock | S | 5000.0000 | $72.7000 | Disposed | 5493.9246 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-16 | Non-Qualified Stock Option (right to buy) | $32.1700 | M | 5000.0000 | Disposed | 2012-01-01 | Common Stock (5000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Restricted) | 4000.0000 | Direct |
| Common Stock | 12413.0000 | Indirect |
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