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RTX Corp — Director's Dealing 2011
Aug 26, 2011
29781_dirs_2011-08-26_4bab9cf2-e31f-4462-bfd1-c83920645b16.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-08-25
Reporting Person: DARNIS GERAUD (President, Carrier Corporation)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-25 | Common Stock | M | 20000.0000 | $31.7050 | Acquired | 128814.3696 | Direct |
| 2011-08-25 | Common Stock | F | 4777.0000 | $70.7500 | Disposed | 124037.3696 | Direct |
| 2011-08-25 | Common Stock | F | 8963.0000 | $70.7500 | Disposed | 115074.3696 | Direct |
| 2011-08-26 | Common Stock | S | 6260.0000 | $70.0500 | Disposed | 108814.3696 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-25 | Non-Qualified Stock Option (right to buy) | $31.7050 | M | 20000.0000 | Disposed | 2013-01-01 | Common Stock (20000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 4224.0000 | Direct |
| Common Stock | 9636.0000 | Indirect |
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