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RTX Corp — Director's Dealing 2011
Oct 28, 2011
29781_dirs_2011-10-28_a7ad5972-4124-4858-ba23-9e4df7938f3c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-10-28
Reporting Person: ROGAN THOMAS I (Vice President, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-10-28 | Common Stock | M | 35000.0000 | $32.1700 | Acquired | 55507.0000 | Direct |
| 2011-10-28 | Common Stock | S | 3812.0000 | $79.5000 | Disposed | 51695.0000 | Direct |
| 2011-10-28 | Common Stock | S | 8000.0000 | $79.3000 | Disposed | 43695.0000 | Direct |
| 2011-10-28 | Common Stock | F | 8989.0000 | $79.3000 | Disposed | 34706.0000 | Direct |
| 2011-10-28 | Common Stock | F | 14199.0000 | $79.3000 | Disposed | 20507.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-10-28 | Non-Qualified Stock Option (right to buy) | $32.1700 | M | 35000.0000 | Disposed | 2012-01-01 | Common Stock (35000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 4960.0000 | Direct |
| Common Stock | 11639.0000 | Indirect |
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