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RTX Corp — Director's Dealing 2011
Dec 20, 2011
29781_dirs_2011-12-20_169e844c-d1df-4f3b-a135-1271cf6eb17b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2011-12-19
Reporting Person: GARNIER JEAN PIERRE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-19 | Common Stock | M | 5000.0000 | $37.4999 | Acquired | 15265.0000 | Direct |
| 2011-12-19 | Common Stock | S | 1355.0000 | $72.7610 | Disposed | 13910.0000 | Direct |
| 2011-12-19 | Common Stock | S | 2200.0000 | $72.7600 | Disposed | 11710.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-12-19 | Non-Qualified Stock Option (right to buy) | $37.4999 | M | 5000.0000 | Disposed | 2012-04-09 | Common Stock (5000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Restricted) | 6400.0000 | Direct |
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