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RTX Corp Director's Dealing 2010

Jan 4, 2010

29781_dirs_2010-01-04_2495162f-9bf5-4b93-9f10-715aa4f78430.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-12-30

Reporting Person: LEE CHARLES R (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-12-30 Common Stock M 5700 $31.0938 Acquired 55500 Direct
2009-12-30 Common Stock M 5200 $32.17 Acquired 60700 Direct
2009-12-30 Common Stock M 5000 $39.25 Acquired 65700 Direct
2009-12-30 Common Stock M 5000 $37.4999 Acquired 70700 Direct
2009-12-30 Common Stock M 3960 $37.625 Acquired 74660 Direct
2009-12-30 Common Stock M 970 $30.675 Acquired 75630 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-12-30 Non-Qualified Stock Option (right to buy) $31.0938 M 5700 Disposed 2010-04-27 Common Stock (5700) Direct
2009-12-30 Non-Qualified Stock Option (right to buy) $37.625 M 3960 Disposed 2011-01-01 Common Stock (3960) Direct
2009-12-30 Non-Qualified Stock Option (right to buy) $39.25 M 5000 Disposed 2011-04-26 Common Stock (5000) Direct
2009-12-30 Non-Qualified Stock Option (right to buy) $32.17 M 5200 Disposed 2012-01-01 Common Stock (5200) Direct
2009-12-30 Non-Qualified Stock Option (right to buy) $37.4999 M 5000 Disposed 2012-04-09 Common Stock (5000) Direct
2009-12-30 Non-Qualified Stock Option (right to buy) $30.675 M 970 Disposed 2012-08-13 Common Stock (970) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock (Restricted) 8000 Direct