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RTX Corp — Director's Dealing 2010
Jan 4, 2010
29781_dirs_2010-01-04_2495162f-9bf5-4b93-9f10-715aa4f78430.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-12-30
Reporting Person: LEE CHARLES R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-30 | Common Stock | M | 5700 | $31.0938 | Acquired | 55500 | Direct |
| 2009-12-30 | Common Stock | M | 5200 | $32.17 | Acquired | 60700 | Direct |
| 2009-12-30 | Common Stock | M | 5000 | $39.25 | Acquired | 65700 | Direct |
| 2009-12-30 | Common Stock | M | 5000 | $37.4999 | Acquired | 70700 | Direct |
| 2009-12-30 | Common Stock | M | 3960 | $37.625 | Acquired | 74660 | Direct |
| 2009-12-30 | Common Stock | M | 970 | $30.675 | Acquired | 75630 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-30 | Non-Qualified Stock Option (right to buy) | $31.0938 | M | 5700 | Disposed | 2010-04-27 | Common Stock (5700) | Direct |
| 2009-12-30 | Non-Qualified Stock Option (right to buy) | $37.625 | M | 3960 | Disposed | 2011-01-01 | Common Stock (3960) | Direct |
| 2009-12-30 | Non-Qualified Stock Option (right to buy) | $39.25 | M | 5000 | Disposed | 2011-04-26 | Common Stock (5000) | Direct |
| 2009-12-30 | Non-Qualified Stock Option (right to buy) | $32.17 | M | 5200 | Disposed | 2012-01-01 | Common Stock (5200) | Direct |
| 2009-12-30 | Non-Qualified Stock Option (right to buy) | $37.4999 | M | 5000 | Disposed | 2012-04-09 | Common Stock (5000) | Direct |
| 2009-12-30 | Non-Qualified Stock Option (right to buy) | $30.675 | M | 970 | Disposed | 2012-08-13 | Common Stock (970) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Restricted) | 8000 | Direct |
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