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RTX Corp — Director's Dealing 2010
Mar 11, 2010
29781_dirs_2010-03-11_6ac87f0b-4610-444d-9125-d04d841ec361.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-03-09
Reporting Person: Bowler J Thomas JR (SVP, Human Resources and Org.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-09 | Common Stock | M | 15000 | $37.625 | Acquired | 30683 | Direct |
| 2010-03-09 | Common Stock | M | 5000 | $38.5 | Acquired | 35683 | Direct |
| 2010-03-09 | Common Stock | S | 20000 | $72 | Disposed | 15683 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-09 | Non-Qualified Stock Option (right to buy) | $37.625 | M | 15000 | Disposed | 2011-01-01 | Common Stock (15000) | Direct |
| 2010-03-09 | Non-Qualified Stock Option (right to buy) | $38.5 | M | 5000 | Disposed | 2011-04-25 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15053.213 | Indirect |
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