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RTX Corp — Director's Dealing 2010
Mar 18, 2010
29781_dirs_2010-03-18_b3a1d67a-35ef-471c-b9ea-598e3b671f82.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-03-16
Reporting Person: DARNIS GERAUD (President, Carrier Corporation)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-16 | Common Stock | M | 100000 | $38.5 | Acquired | 196466.3696 | Direct |
| 2010-03-16 | Common Stock | F | 20172 | $72.4 | Disposed | 176294.3696 | Direct |
| 2010-03-16 | Common Stock | F | 53177 | $72.4 | Disposed | 123117.3696 | Direct |
| 2010-03-17 | Common Stock | D | 100 | $72.4901 | Disposed | 123017.3696 | Direct |
| 2010-03-17 | Common Stock | D | 100 | $72.4815 | Disposed | 122917.3696 | Direct |
| 2010-03-17 | Common Stock | D | 100 | $72.4804 | Disposed | 122817.3696 | Direct |
| 2010-03-17 | Common Stock | D | 100 | $72.4122 | Disposed | 122717.3696 | Direct |
| 2010-03-17 | Common Stock | D | 100 | $72.4105 | Disposed | 122617.3696 | Direct |
| 2010-03-17 | Common Stock | D | 100 | $72.4018 | Disposed | 122517.3696 | Direct |
| 2010-03-17 | Common Stock | D | 100 | $72.4011 | Disposed | 122417.3696 | Direct |
| 2010-03-17 | Common Stock | D | 200 | $72.441 | Disposed | 122217.3696 | Direct |
| 2010-03-17 | Common Stock | D | 385 | $72.47 | Disposed | 121832.3696 | Direct |
| 2010-03-17 | Common Stock | D | 500 | $72.48 | Disposed | 121332.3696 | Direct |
| 2010-03-17 | Common Stock | D | 600 | $72.49 | Disposed | 120732.3696 | Direct |
| 2010-03-17 | Common Stock | D | 711 | $72.43 | Disposed | 120021.3696 | Direct |
| 2010-03-17 | Common Stock | D | 1100 | $72.46 | Disposed | 118921.3696 | Direct |
| 2010-03-17 | Common Stock | D | 1950 | $72.45 | Disposed | 116971.3696 | Direct |
| 2010-03-17 | Common Stock | D | 4900 | $72.411 | Disposed | 112071.3696 | Direct |
| 2010-03-17 | Common Stock | D | 4965 | $72.44 | Disposed | 107106.3696 | Direct |
| 2010-03-17 | Common Stock | D | 5289 | $72.41 | Disposed | 101817.3696 | Direct |
| 2010-03-17 | Common Stock | D | 5351 | $72.4 | Disposed | 96466.3696 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-16 | Non-Qualified Stock Option (right to buy) | $38.5 | M | 100000 | Disposed | 2011-04-25 | Common Stock (100000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9180.272 | Indirect |
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