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RTX Corp — Director's Dealing 2010
Mar 23, 2010
29781_dirs_2010-03-23_eda5c4e2-8bf1-4a99-a2b4-bfb6f34d1fb2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-03-19
Reporting Person: BOUSBIB ARI (Pres., Commercial & UTC EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-19 | Common Stock | M | 108000 | $37.625 | Acquired | 177365 | Direct |
| 2010-03-19 | Common Stock | S | 100 | $73.56 | Disposed | 177265 | Direct |
| 2010-03-19 | Common Stock | S | 100 | $73.505 | Disposed | 177165 | Direct |
| 2010-03-19 | Common Stock | S | 100 | $73.43 | Disposed | 177065 | Direct |
| 2010-03-19 | Common Stock | S | 400 | $73.58 | Disposed | 176665 | Direct |
| 2010-03-19 | Common Stock | S | 1000 | $73.41 | Disposed | 175665 | Direct |
| 2010-03-19 | Common Stock | S | 1100 | $73.42 | Disposed | 174565 | Direct |
| 2010-03-19 | Common Stock | S | 1500 | $73.55 | Disposed | 173065 | Direct |
| 2010-03-19 | Common Stock | S | 1700 | $73.51 | Disposed | 171365 | Direct |
| 2010-03-19 | Common Stock | S | 1700 | $73.44 | Disposed | 169665 | Direct |
| 2010-03-19 | Common Stock | S | 1800 | $73.47 | Disposed | 167865 | Direct |
| 2010-03-19 | Common Stock | S | 1900 | $73.57 | Disposed | 165965 | Direct |
| 2010-03-19 | Common Stock | S | 2500 | $73.39 | Disposed | 163465 | Direct |
| 2010-03-19 | Common Stock | S | 2700 | $73.48 | Disposed | 160765 | Direct |
| 2010-03-19 | Common Stock | S | 2800 | $73.52 | Disposed | 157965 | Direct |
| 2010-03-19 | Common Stock | S | 3600 | $73.34 | Disposed | 154365 | Direct |
| 2010-03-19 | Common Stock | S | 5500 | $73.4 | Disposed | 148865 | Direct |
| 2010-03-19 | Common Stock | S | 5800 | $73.54 | Disposed | 143065 | Direct |
| 2010-03-19 | Common Stock | S | 5900 | $73.38 | Disposed | 137165 | Direct |
| 2010-03-19 | Common Stock | S | 6100 | $73.45 | Disposed | 131065 | Direct |
| 2010-03-19 | Common Stock | S | 6500 | $73.49 | Disposed | 124565 | Direct |
| 2010-03-19 | Common Stock | S | 6600 | $73.46 | Disposed | 117965 | Direct |
| 2010-03-19 | Common Stock | S | 7400 | $73.37 | Disposed | 110565 | Direct |
| 2010-03-19 | Common Stock | S | 8000 | $73.35 | Disposed | 102565 | Direct |
| 2010-03-19 | Common Stock | S | 8200 | $73.53 | Disposed | 94365 | Direct |
| 2010-03-19 | Common Stock | S | 12400 | $73.5 | Disposed | 81965 | Direct |
| 2010-03-19 | Common Stock | S | 12600 | $73.36 | Disposed | 69365 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-19 | Non-Qualified Stock Option (right to buy) | $37.625 | M | 108000 | Disposed | 2011-01-01 | Common Stock (108000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7462.849 | Indirect |
| Common Stock | 30390 | Indirect |
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