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RTX Corp — Director's Dealing 2010
Mar 26, 2010
29781_dirs_2010-03-26_b9ece093-9c43-44be-ad34-f6ca614e0a48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-03-25
Reporting Person: BOUSBIB ARI (Pres., Commercial & UTC EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-25 | Common Stock | M | 75000 | $38.5 | Acquired | 144365 | Direct |
| 2010-03-25 | Common Stock | S | 5600 | $73.801 | Disposed | 138765 | Direct |
| 2010-03-25 | Common Stock | S | 9400 | $73.8 | Disposed | 129365 | Direct |
| 2010-03-25 | Common Stock | S | 15000 | $73.79 | Disposed | 114365 | Direct |
| 2010-03-25 | Common Stock | S | 15000 | $73.76 | Disposed | 99365 | Direct |
| 2010-03-25 | Common Stock | S | 30000 | $73.75 | Disposed | 69365 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-03-25 | Non-Qualified Stock Option (right to buy) | $38.5 | M | 75000 | Disposed | 2011-04-25 | Common Stock (75000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7462.849 | Indirect |
| Common Stock | 30390 | Indirect |
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