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RTX Corp — Director's Dealing 2010
Apr 23, 2010
29781_dirs_2010-04-23_6f2cb8ba-9384-427e-ba4b-2aefd00ce074.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-04-21
Reporting Person: DARNIS GERAUD (President, Carrier Corporation)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-04-21 | Common Stock | M | 190000 | $38.5 | Acquired | 286466.3696 | Direct |
| 2010-04-21 | Common Stock | M | 40000 | $32.17 | Acquired | 326466.3696 | Direct |
| 2010-04-21 | Common Stock | M | 10000 | $38.5 | Acquired | 336466.3696 | Direct |
| 2010-04-21 | Common Stock | F | 2153 | $76.93 | Disposed | 334313.3696 | Direct |
| 2010-04-21 | Common Stock | F | 5005 | $76.93 | Disposed | 329308.3696 | Direct |
| 2010-04-21 | Common Stock | F | 10019 | $76.93 | Disposed | 319289.3696 | Direct |
| 2010-04-21 | Common Stock | F | 16727 | $76.93 | Disposed | 302562.3696 | Direct |
| 2010-04-21 | Common Stock | F | 40890 | $76.93 | Disposed | 261672.3696 | Direct |
| 2010-04-21 | Common Stock | F | 95087 | $76.93 | Disposed | 166585.3696 | Direct |
| 2010-04-22 | Common Stock | S | 70119 | $76.3371 | Disposed | 96466.3696 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-04-21 | Non-Qualified Stock Option (right to buy) | $38.5 | M | 10000 | Disposed | 2011-04-25 | Common Stock (10000) | Direct |
| 2010-04-21 | Non-Qualified Stock Option (right to buy) | $38.5 | M | 190000 | Disposed | 2011-04-25 | Common Stock (190000) | Direct |
| 2010-04-21 | Non-Qualified Stock Option (right to buy) | $32.17 | M | 40000 | Disposed | 2012-01-01 | Common Stock (40000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9180.272 | Indirect |
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