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RTX Corp — Director's Dealing 2010
Jul 27, 2010
29781_dirs_2010-07-27_c6cd7e53-6895-4bd1-a156-babe43c1f75a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-07-26
Reporting Person: GORELICK JAMIE S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-07-26 | Common Stock | M | 5000 | $39.25 | Acquired | 8620.9246 | Direct |
| 2010-07-26 | Common Stock | M | 3700 | $37.625 | Acquired | 12320.9246 | Direct |
| 2010-07-26 | Common Stock | S | 100 | $71.1011 | Disposed | 12220.9246 | Direct |
| 2010-07-26 | Common Stock | S | 500 | $71.702 | Disposed | 11720.9246 | Direct |
| 2010-07-26 | Common Stock | S | 946 | $71.682 | Disposed | 10774.9246 | Direct |
| 2010-07-26 | Common Stock | S | 1254 | $71.692 | Disposed | 9520.9246 | Direct |
| 2010-07-26 | Common Stock | S | 1700 | $71.701 | Disposed | 7820.9246 | Direct |
| 2010-07-26 | Common Stock | S | 4200 | $71.684 | Disposed | 3620.9246 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-07-26 | Non-Qualified Stock Option (right to buy) | $37.625 | M | 3700 | Disposed | 2011-01-01 | Common Stock (3700) | Direct |
| 2010-07-26 | Non-Qualified Stock Option (right to buy) | $39.25 | M | 5000 | Disposed | 2011-04-26 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Restricted) | 4000 | Direct |
| Common Stock | 14286 | Indirect |
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