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RTX Corp — Director's Dealing 2010
Jul 27, 2010
29781_dirs_2010-07-27_b35b8cdc-45ff-4214-bc58-809fb08a7bed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-07-23
Reporting Person: ROGAN THOMAS I (Vice President, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-07-23 | Common Stock | M | 26400 | $37.625 | Acquired | 44310 | Direct |
| 2010-07-23 | Common Stock | F | 4868 | $70.9 | Disposed | 39442 | Direct |
| 2010-07-23 | Common Stock | F | 14010 | $70.9 | Disposed | 25432 | Direct |
| 2010-07-26 | Common Stock | S | 7522 | $71.5505 | Disposed | 17910 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-07-23 | Non-Qualified Stock Option (right to buy) | $37.625 | M | 26400 | Disposed | 2011-01-01 | Common Stock (26400) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 4960 | Direct |
| Common Stock | 11215.466 | Indirect |
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