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RTX Corp — Director's Dealing 2010
Aug 11, 2010
29781_dirs_2010-08-11_1df9d6a9-fd29-4564-8829-40cec529a0ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-08-10
Reporting Person: CHENEVERT LOUIS (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-08-10 | Common Stock | M | 44000 | $37.625 | Acquired | 316311 | Direct |
| 2010-08-10 | Common Stock | F | 9221 | $73.39 | Disposed | 307090 | Direct |
| 2010-08-10 | Common Stock | F | 22558 | $73.39 | Disposed | 284532 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-08-10 | Non-Qualified Stock Option (right to buy) | $37.625 | M | 44000 | Disposed | 2011-01-01 | Common Stock (44000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 2400 | Direct |
| Common Stock | 3661.873 | Indirect |
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