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RTX Corp — Director's Dealing 2010
Sep 15, 2010
29781_dirs_2010-09-15_2824b0ef-b5c1-4d8a-88df-c9d12ec170f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-09-14
Reporting Person: SWYGERT H PATRICK (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-09-14 | Common Stock | M | 8000.0000 | $30.5250 | Acquired | 9000.0000 | Direct |
| 2010-09-14 | Common Stock | M | 5000.0000 | $37.4999 | Acquired | 14000.0000 | Direct |
| 2010-09-14 | Common Stock | S | 700.0000 | $68.8510 | Disposed | 13300.0000 | Direct |
| 2010-09-14 | Common Stock | S | 12300.0000 | $68.8500 | Disposed | 1000.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-09-14 | Non-Qualified Stock Option (right to buy) | $30.5250 | M | 8000.0000 | Disposed | 2013-04-08 | Common Stock (8000.0000) | Direct |
| 2010-09-14 | Non-Qualified Stock Option (right to buy) | $37.4999 | M | 5000.0000 | Disposed | 2012-04-09 | Common Stock (5000.0000) | Direct |
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