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RTX Corp — Director's Dealing 2010
Oct 25, 2010
29781_dirs_2010-10-25_3475f6ab-c117-49ee-be88-984b22d1d1d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-10-21
Reporting Person: Brown William M (President, UTC Fire & Security)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-10-21 | Common Stock | M | 100000.0000 | $38.5000 | Acquired | 118625.0000 | Direct |
| 2010-10-21 | Common Stock | S | 100.0000 | $75.0750 | Disposed | 118525.0000 | Direct |
| 2010-10-21 | Common Stock | S | 100.0000 | $75.0602 | Disposed | 118425.0000 | Direct |
| 2010-10-21 | Common Stock | S | 600.0000 | $74.9650 | Disposed | 117825.0000 | Direct |
| 2010-10-21 | Common Stock | S | 800.0000 | $75.0810 | Disposed | 117025.0000 | Direct |
| 2010-10-21 | Common Stock | S | 1000.0000 | $75.0800 | Disposed | 116025.0000 | Direct |
| 2010-10-21 | Common Stock | S | 1166.0000 | $75.0700 | Disposed | 114859.0000 | Direct |
| 2010-10-21 | Common Stock | S | 2400.0000 | $75.0510 | Disposed | 112459.0000 | Direct |
| 2010-10-21 | Common Stock | S | 4400.0000 | $75.0610 | Disposed | 108059.0000 | Direct |
| 2010-10-21 | Common Stock | S | 4400.0000 | $75.0600 | Disposed | 103659.0000 | Direct |
| 2010-10-21 | Common Stock | S | 6500.0000 | $74.9500 | Disposed | 97159.0000 | Direct |
| 2010-10-21 | Common Stock | S | 10000.0000 | $75.0000 | Disposed | 87159.0000 | Direct |
| 2010-10-21 | Common Stock | S | 10000.0000 | $74.9900 | Disposed | 77159.0000 | Direct |
| 2010-10-21 | Common Stock | S | 10000.0000 | $74.9800 | Disposed | 67159.0000 | Direct |
| 2010-10-21 | Common Stock | S | 10634.0000 | $75.0500 | Disposed | 56525.0000 | Direct |
| 2010-10-21 | Common Stock | S | 12900.0000 | $74.9600 | Disposed | 43625.0000 | Direct |
| 2010-10-21 | Common Stock | S | 25000.0000 | $75.2500 | Disposed | 18625.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-10-21 | Non-Qualified Stock Option (right to buy) | $38.5000 | M | 100000.0000 | Disposed | 2011-04-25 | Common Stock (100000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4376.0880 | Indirect |
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