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RTX Corp — Director's Dealing 2010
Nov 9, 2010
29781_dirs_2010-11-09_7b6fa32a-a7c2-463a-bc05-135da1694393.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-11-05
Reporting Person: CHENEVERT LOUIS (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-05 | Common Stock | M | 100000.0000 | $38.5000 | Acquired | 384532.0000 | Direct |
| 2010-11-05 | Common Stock | S | 6115.0000 | $76.3849 | Disposed | 378417.0000 | Direct |
| 2010-11-05 | Common Stock | S | 10785.0000 | $76.5000 | Disposed | 367632.0000 | Direct |
| 2010-11-05 | Common Stock | F | 21286.0000 | $76.2400 | Disposed | 346346.0000 | Direct |
| 2010-11-05 | Common Stock | F | 50499.0000 | $76.2400 | Disposed | 295847.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-05 | Non-Qualified Stock Option (right to buy) | $38.5000 | M | 100000.0000 | Disposed | 2011-04-25 | Common Stock (100000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 2400.0000 | Direct |
| Common Stock | 3680.1380 | Indirect |
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