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RTX Corp — Director's Dealing 2010
Nov 10, 2010
29781_dirs_2010-11-10_29ff38bc-75bf-4980-8041-4127d76d95a4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-11-09
Reporting Person: SWYGERT H PATRICK (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-09 | Common Stock | M | 7000.0000 | $44.0850 | Acquired | 8000.0000 | Direct |
| 2010-11-09 | Common Stock | M | 6000.0000 | $50.5250 | Acquired | 14000.0000 | Direct |
| 2010-11-09 | Common Stock | S | 100.0000 | $76.5004 | Disposed | 13900.0000 | Direct |
| 2010-11-09 | Common Stock | S | 100.0000 | $76.5001 | Disposed | 13800.0000 | Direct |
| 2010-11-09 | Common Stock | S | 12800.0000 | $76.5000 | Disposed | 1000.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-09 | Non-Qualified Stock Option (right to buy) | $50.5250 | M | 6000.0000 | Disposed | 2015-04-12 | Common Stock (6000.0000) | Direct |
| 2010-11-09 | Non-Qualified Stock Option (right to buy) | $44.0850 | M | 7000.0000 | Disposed | 2014-04-13 | Common Stock (7000.0000) | Direct |
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