AI assistant
Sending…
RTX Corp — Director's Dealing 2010
Nov 10, 2010
29781_dirs_2010-11-10_3746563a-24e7-4c20-aa99-821643fd23e2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-11-09
Reporting Person: Brown William M (President, UTC Fire & Security)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-09 | Common Stock | M | 44000.0000 | $31.7050 | Acquired | 62625.0000 | Direct |
| 2010-11-09 | Common Stock | S | 89.0000 | $76.5306 | Disposed | 62536.0000 | Direct |
| 2010-11-09 | Common Stock | S | 100.0000 | $76.5304 | Disposed | 62436.0000 | Direct |
| 2010-11-09 | Common Stock | S | 200.0000 | $76.5301 | Disposed | 62236.0000 | Direct |
| 2010-11-09 | Common Stock | S | 4466.0000 | $76.5200 | Disposed | 57770.0000 | Direct |
| 2010-11-09 | Common Stock | S | 5211.0000 | $76.5310 | Disposed | 52559.0000 | Direct |
| 2010-11-09 | Common Stock | S | 9934.0000 | $76.5300 | Disposed | 42625.0000 | Direct |
| 2010-11-09 | Common Stock | S | 10000.0000 | $76.5100 | Disposed | 32625.0000 | Direct |
| 2010-11-09 | Common Stock | S | 14000.0000 | $76.4900 | Disposed | 18625.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-09 | Non-Qualified Stock Option (right to buy) | $31.7050 | M | 44000.0000 | Disposed | 2013-01-01 | Common Stock (44000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4376.0880 | Indirect |
More from RTX Corp
Regulatory Filings
2026
Jun 1
Declaration of Voting Results & Voting Rights Announcements
2026
May 4
Major Shareholding Notification
2026
Apr 30
Interim / Quarterly Report
2026
Apr 21
Earnings Release
2026
Apr 21
Major Shareholding Notification
2026
Mar 27
Annual Report
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Regulatory Filings
2026
Mar 5