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RTX Corp — Director's Dealing 2010
Nov 12, 2010
29781_dirs_2010-11-12_24c5470e-7b91-4b18-b795-29777212daaf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-11-11
Reporting Person: Hess David P (President, Pratt & Whitney)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-11 | Common Stock | M | 52000.0000 | $56.5300 | Acquired | 83322.0000 | Direct |
| 2010-11-11 | Common Stock | M | 50000.0000 | $57.8400 | Acquired | 133322.0000 | Direct |
| 2010-11-11 | Common Stock | S | 300.0000 | $75.2050 | Disposed | 133022.0000 | Direct |
| 2010-11-11 | Common Stock | S | 700.0000 | $75.2100 | Disposed | 132322.0000 | Direct |
| 2010-11-11 | Common Stock | S | 5100.0000 | $75.2600 | Disposed | 127222.0000 | Direct |
| 2010-11-11 | Common Stock | S | 6000.0000 | $75.2500 | Disposed | 121222.0000 | Direct |
| 2010-11-11 | Common Stock | S | 12343.0000 | $75.2000 | Disposed | 108879.0000 | Direct |
| 2010-11-11 | Common Stock | D | 77557.0000 | $75.1900 | Disposed | 31322.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-11 | Stock Appreciation Right | $56.5300 | M | 52000.0000 | Disposed | 2016-01-02 | Common Stock (52000.0000) | Direct |
| 2010-11-11 | Stock Appreciation Right | $57.8400 | M | 50000.0000 | Disposed | 2016-03-07 | Common Stock (50000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4841.6950 | Indirect |
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