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RTX Corp — Director's Dealing 2010
Dec 3, 2010
29781_dirs_2010-12-02_ca454659-63c2-465f-95dd-85ab1af87cff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-12-01
Reporting Person: ROGAN THOMAS I (Vice President, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-01 | Common Stock | M | 36406.0000 | $38.5000 | Acquired | 54316.0000 | Direct |
| 2010-12-01 | Common Stock | M | 13594.0000 | $38.5000 | Acquired | 67910.0000 | Direct |
| 2010-12-01 | Common Stock | F | 2971.0000 | $78.2600 | Disposed | 64939.0000 | Direct |
| 2010-12-01 | Common Stock | F | 6688.0000 | $78.2600 | Disposed | 58251.0000 | Direct |
| 2010-12-01 | Common Stock | F | 7957.0000 | $78.2600 | Disposed | 50294.0000 | Direct |
| 2010-12-01 | Common Stock | F | 17910.0000 | $78.2600 | Disposed | 32384.0000 | Direct |
| 2010-12-02 | Common Stock | S | 100.0000 | $79.1725 | Disposed | 32284.0000 | Direct |
| 2010-12-02 | Common Stock | S | 100.0000 | $79.1711 | Disposed | 32184.0000 | Direct |
| 2010-12-02 | Common Stock | S | 100.0000 | $79.1708 | Disposed | 32084.0000 | Direct |
| 2010-12-02 | Common Stock | S | 506.0000 | $79.1700 | Disposed | 31578.0000 | Direct |
| 2010-12-02 | Common Stock | S | 1594.0000 | $79.1610 | Disposed | 29984.0000 | Direct |
| 2010-12-02 | Common Stock | S | 2600.0000 | $79.1710 | Disposed | 27384.0000 | Direct |
| 2010-12-02 | Common Stock | S | 4474.0000 | $79.1000 | Disposed | 22910.0000 | Direct |
| 2010-12-02 | Common Stock | S | 5000.0000 | $79.1900 | Disposed | 17910.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-01 | Non-Qualified Stock Option (right to buy) | $38.5000 | M | 13594.0000 | Disposed | 2011-04-25 | Common Stock (13594.0000) | Direct |
| 2010-12-01 | Non-Qualified Stock Option (right to buy) | $38.5000 | M | 36406.0000 | Disposed | 2011-04-25 | Common Stock (36406.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 4960.0000 | Direct |
| Common Stock | 11272.7250 | Indirect |
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