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RTX Corp — Director's Dealing 2010
Dec 3, 2010
29781_dirs_2010-12-03_9f926c67-b4d3-4296-a5b6-c79cb8e43573.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-12-02
Reporting Person: CHENEVERT LOUIS (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-02 | Common Stock | M | 100000.0000 | $32.1700 | Acquired | 395847.0000 | Direct |
| 2010-12-02 | Common Stock | F | 25394.0000 | $78.7000 | Disposed | 370453.0000 | Direct |
| 2010-12-02 | Common Stock | F | 40877.0000 | $78.7000 | Disposed | 329576.0000 | Direct |
| 2010-12-03 | Common Stock | S | 400.0000 | $78.5525 | Disposed | 329176.0000 | Direct |
| 2010-12-03 | Common Stock | S | 1600.0000 | $78.5000 | Disposed | 327576.0000 | Direct |
| 2010-12-03 | Common Stock | S | 2000.0000 | $78.6039 | Disposed | 325576.0000 | Direct |
| 2010-12-03 | Common Stock | S | 2500.0000 | $78.6500 | Disposed | 323076.0000 | Direct |
| 2010-12-03 | Common Stock | S | 2500.0000 | $78.6000 | Disposed | 320576.0000 | Direct |
| 2010-12-03 | Common Stock | S | 5000.0000 | $78.3923 | Disposed | 315576.0000 | Direct |
| 2010-12-03 | Common Stock | S | 5000.0000 | $78.3566 | Disposed | 310576.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-02 | Non-Qualified Stock Option (right to buy) | $32.1700 | M | 100000.0000 | Disposed | 2012-01-01 | Common Stock (100000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 2400.0000 | Direct |
| Common Stock | 3680.1380 | Indirect |
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