Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

RTX Corp Director's Dealing 2010

Dec 3, 2010

29781_dirs_2010-12-03_9f926c67-b4d3-4296-a5b6-c79cb8e43573.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-12-02

Reporting Person: CHENEVERT LOUIS (Director, Chairman & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-12-02 Common Stock M 100000.0000 $32.1700 Acquired 395847.0000 Direct
2010-12-02 Common Stock F 25394.0000 $78.7000 Disposed 370453.0000 Direct
2010-12-02 Common Stock F 40877.0000 $78.7000 Disposed 329576.0000 Direct
2010-12-03 Common Stock S 400.0000 $78.5525 Disposed 329176.0000 Direct
2010-12-03 Common Stock S 1600.0000 $78.5000 Disposed 327576.0000 Direct
2010-12-03 Common Stock S 2000.0000 $78.6039 Disposed 325576.0000 Direct
2010-12-03 Common Stock S 2500.0000 $78.6500 Disposed 323076.0000 Direct
2010-12-03 Common Stock S 2500.0000 $78.6000 Disposed 320576.0000 Direct
2010-12-03 Common Stock S 5000.0000 $78.3923 Disposed 315576.0000 Direct
2010-12-03 Common Stock S 5000.0000 $78.3566 Disposed 310576.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2010-12-02 Non-Qualified Stock Option (right to buy) $32.1700 M 100000.0000 Disposed 2012-01-01 Common Stock (100000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock (Career Restricted) 2400.0000 Direct
Common Stock 3680.1380 Indirect