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RTX Corp — Director's Dealing 2010
Dec 3, 2010
29781_dirs_2010-12-03_2964b99e-1a13-4eb4-9743-b23080a6e5c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-12-02
Reporting Person: MCCORMICK RICHARD D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-02 | Common Stock | M | 2619.0000 | $37.4999 | Acquired | 37283.0000 | Direct |
| 2010-12-02 | Common Stock | M | 2505.0000 | $39.2500 | Acquired | 39788.0000 | Direct |
| 2010-12-02 | Common Stock | M | 2495.0000 | $39.2500 | Acquired | 42283.0000 | Direct |
| 2010-12-02 | Common Stock | M | 2381.0000 | $37.4999 | Acquired | 44664.0000 | Direct |
| 2010-12-02 | Common Stock | S | 100.0000 | $78.8424 | Disposed | 44564.0000 | Direct |
| 2010-12-02 | Common Stock | S | 100.0000 | $78.8411 | Disposed | 44464.0000 | Direct |
| 2010-12-02 | Common Stock | S | 100.0000 | $78.8405 | Disposed | 44364.0000 | Direct |
| 2010-12-02 | Common Stock | S | 1676.0000 | $78.8420 | Disposed | 42688.0000 | Direct |
| 2010-12-02 | Common Stock | S | 2900.0000 | $78.8410 | Disposed | 39788.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-02 | Non-Qualified Stock Option (right to buy) | $37.4999 | M | 2381.0000 | Disposed | 2012-04-09 | Common Stock (2381.0000) | Direct |
| 2010-12-02 | Non-Qualified Stock Option (right to buy) | $37.4999 | M | 2619.0000 | Disposed | 2012-04-09 | Common Stock (2619.0000) | Direct |
| 2010-12-02 | Non-Qualified Stock Option (right to buy) | $39.2500 | M | 2495.0000 | Disposed | 2011-04-26 | Common Stock (2495.0000) | Direct |
| 2010-12-02 | Non-Qualified Stock Option (right to buy) | $39.2500 | M | 2505.0000 | Disposed | 2011-04-26 | Common Stock (2505.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Restricted) | 3200.0000 | Direct |
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