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RTX Corp — Director's Dealing 2010
Dec 16, 2010
29781_dirs_2010-12-15_1c868017-a8a0-4563-be51-1ac0ada406e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2010-12-14
Reporting Person: DARNIS GERAUD (President, Carrier Corporation)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-14 | Common Stock | M | 100000.0000 | $32.1700 | Acquired | 196466.3696 | Direct |
| 2010-12-14 | Common Stock | F | 25485.0000 | $78.8500 | Disposed | 170981.3696 | Direct |
| 2010-12-14 | Common Stock | F | 40799.0000 | $78.8500 | Disposed | 130182.3696 | Direct |
| 2010-12-15 | Common Stock | S | 200.0000 | $78.9100 | Disposed | 129982.3696 | Direct |
| 2010-12-15 | Common Stock | S | 6600.0000 | $78.9010 | Disposed | 123382.3696 | Direct |
| 2010-12-15 | Common Stock | S | 6916.0000 | $78.9000 | Disposed | 116466.3696 | Direct |
| 2010-12-15 | Common Stock | S | 10000.0000 | $78.9500 | Disposed | 106466.3696 | Direct |
| 2010-12-15 | Common Stock | S | 10000.0000 | $78.8500 | Disposed | 96466.3696 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-14 | Non-Qualified Stock Option (right to buy) | $32.1700 | M | 100000.0000 | Disposed | 2012-01-01 | Common Stock (100000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 4224.0000 | Direct |
| Common Stock | 9329.6660 | Indirect |
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