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RTX Corp Director's Dealing 2009

Jan 6, 2009

29781_dirs_2009-01-06_ce0cc8e1-7150-4b1b-a8a3-d1290ef1e36c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-01-02

Reporting Person: Pino Jeffrey P (President, Sikorsky Aircraft)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-01-02 Stock Appreciation Right $54.95 A 96500 Acquired 2019-01-01 Common Stock (96500) Direct

Footnotes

F1: The reporting person was also awarded 22,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.